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What is the 5 Whys Technique?

5 Whys is an iterative interrogative technique used to explore the cause-and-effect relationships underlying a problem for example the root cause of safety incidents. The goal is to determine the root cause of a problem by repeating the question “Why?”. Each answer forms the basis of the next question. The “5” in the name derives from an anecdotal observation on the number of iterations needed to resolve a problem. The technique was originally developed by Sakichi Toyoda and later used at Toyota during the evolution of its manufacturing methodologies. The technique is now used within Kaizen, lean manufacturing, and Six Sigma.

 

Here’s an example:

 

The Problem: The car will not start.
1st Why: The battery is dead.
2nd Why: The alternator is not working.
3rd Why: The alternator belt has broken.
4th Why: The alternator belt was well beyond its useful service life and was never replaced.
5th Why and the Root Cause: The car was not maintained according to the recommended service schedule.

5 Whys as a Root Cause Analysis Method for Workplace Incidents

The 5 Whys technique can also be used as a method for determining root causes of workplace incidents. What would 5 Whys look like in the context of a workplace incident investigation? Here’s the application of 5 Whys to an example mentioned in an OSHA fact sheet:

 

The Problem: A worker slips and falls, and suffers an injury.
1st Why: There was a puddle of oil on the plant floor.
2nd Why: Oil spilled from a compressor.
3rd Why: An oil leak from the compressor was not detected.
4th Why: The compressor was not inspected on a regular basis and repaired (if required).
5th Why and the Root Cause: The compressor was not in the maintenance system.

In theory it takes five “whys” to get to the root cause, but in practice there will be cases where you may use more or fewer than five “whys”.

Finally, according to the Washington State Department of Labor & Industries, these are the benefits of asking the 5 Whys:

  • Simplicity: Easy to use and requires no advanced mathematics or tools.
  • Effectiveness: Helps to quickly separate symptoms from causes and identify the root cause.
  • Comprehensiveness: Helps to determine relationships between various problem causes.
  • Flexibility: Works well alone and when combined with other methods.
  • Engaging: Fosters teamwork.
  • Inexpensive: A guided, team-focused exercise with no additional costs.

IMEC Technologies provides Safety Management Software to increase worker safety and aid compliance. IMEC’s Safety Management Software will manage inspections and audits, provides hazard identification, incident reporting, management of corrective and preventative actions from generation to closure. IMEC provides lock out tag out software solutions that will allow users to create lockout tagout procedures using an intuitive Mobile App and Manage Lockout Tagout Procedures, also the Review and Execution of those Lockout Tagout Procedures using the Mobile App. Annual Lockout Tagout Procedures audits are conducted using a Mobile App. The Mobile Inspection App allow users to perform inspections and audits, for example the system can be used as a Fire Extinguisher Barcode Inspection Software system to manage monthly fire extinguisher inspections and general fire safety inspections and also to record safety observations and manage corrective actions, anywhere and anytime. The solution can be used as a fire extinguisher barcode inspection software system or life safety inspection system to aid compliance in Higher Education, Healthcare, Industrial and Commercial Organizations. Benefits from a Fire Extinguisher Barcode System include the elimination of paperwork and reducing the burden of compliance with regulations such as NFPA, The Joint Commission. The Incident Reporting App allows users to easily and quickly report incidents, hazards and near-misses, these are then sent to the appropriate people for action and are managed to closure.  Web Apps provide features such as, setup, management, scheduling tools, analysis, reporting and dashboards etc with the ability to report incidents to government bodies such as OSHA and RIDDOR. HazMat T&T is a hazardous waste management software solution designed for Environmental Service Companies and companies who generate a large quantity of hazardous waste. The solution tracks hazardous waste from cradle to grave aiding compliance, providing accurate waste inventory, increasing waste handling efficiency, reducing risk and also helps manage waste costs. HazMat T&T Hazardous Waste Management Software can be deployed in a number of deployment scenarios, from Large Hazardous Waste Generators, tracking their hazardous waste at their site to Environmental Service and Waste Management Companies using it track and manage hazardous waste at transfer and disposal sites. For more information visit our website www.imectechnologies.com